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Alex Gates

Clayton Partners LLC

Berkeley, CA

CRD 6842445

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Employer firm

Clayton Partners LLC CRD 127546

$172M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Clayton Partners Llc

3160 College Avenue Suite 203, Berkeley, CA 94705 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-22
  • CA RA
    APPROVED
    Since 2026-05-22

Branch Locations

3160 College Avenue Suite 203, Berkeley, CA 94705 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clayton Partners Llc Berkeley CA 07/2010 Present
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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