Charles Lamela

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-12-16
FL	RA	APPROVED	2010-01-01

TX RA
APPROVED_RES

Since 2011-12-16
FL RA
APPROVED

Since 2010-01-01

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Coral Gables	FL	01/2010	Present

01/2010 → Present

Ubs Financial Services Inc.

Coral Gables, FL

Previous Registrations

2002-06-03 → 2010-01-01

Ubs International Inc.

Coral Gables, FL

Coral Gables, FL
2000-07-06 → 2002-06-01

Ubs Financial Services Inc.

Coral Gables, FL

Other Businesses

1) Charles Lamela/ 1315 SW 78 COURT/ Miami/ FL 33144/ Rental Property / Real Estate / Proprietor / owner /Maintenance of property/Receive compensation?: yes/Start Date 8/1/2020

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-05-09

S66 Uniform Combined State Law Examination

2001-05-09

Other Names

Charles Lamela
Carlos Abuin
Charles Lamela
Charles Lamela Abuin

View on SEC IAPD