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Laura B West

Fisher Investments

Plano, TX

Plano, TX

CRD 6842140

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-25
  • TX RA
    APPROVED
    Since 2022-03-25

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

6500 International Parkway Suite 2050, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2017 01/2019
North Plains Groundwater Conservation District Dumas TX 06/2011 08/2017
Dumas Family Dentistry Dumas TX 12/2013 06/2017
Ricks Golf Shop Dumas TX 05/2016 11/2016
Fisher Investments Plano TX 01/2022 Present
Firstbank Southwest Perryton TX 08/2019 12/2021
Unemployed Amarillo TX 01/2019 08/2019
  • 08/2017 → 01/2019
    St Louis, MO
  • 06/2011 → 08/2017
    North Plains Groundwater Conservation District
    Dumas, TX
  • 12/2013 → 06/2017
    Dumas Family Dentistry
    Dumas, TX
  • 05/2016 → 11/2016
    Ricks Golf Shop
    Dumas, TX
  • 01/2022 → Present
    Plano, TX
  • 08/2019 → 12/2021
    Firstbank Southwest
    Perryton, TX
  • 01/2019 → 08/2019
    Unemployed
    Amarillo, TX
Previous Registrations
  • 2017-10-11 → 2019-01-11
    Amarillo, TX
    Amarillo, TX
    Dumas, TX
    St Louis, MO
    Amarillo, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-25
S66 Uniform Combined State Law Examination 2017-10-10
  • S65 Uniform Investment Adviser Law Examination
    2022-03-25
  • S66 Uniform Combined State Law Examination
    2017-10-10
Other Names
  • Laura Beth West

View on SEC IAPD

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