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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Am, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-04-23
  • IL RA
    APPROVED
    Since 2025-04-23

Branch Locations

1420 E 53Rd St, Chicago, IL 60615 • United States

3030 E 92Nd St, Chicago, IL 60617 • United States

1542 W 47Th Street, Chicago, IL 60609 • United States

8140 South Ashland Avenue, Chicago, IL 60620 • United States

936 N Western Ave, Chicago, IL 60622 • United States

1606 E 79Th St, Chicago, IL 60649 • United States

5902 S. Western Ave, Chicago, IL 60636 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2020 08/2022
Polaris Wealth Flossmoor IL 12/2019 02/2020
Massmutual Chicago Chicago IL 02/2019 02/2020
New York Life Chicago IL 08/2017 03/2019
Lincare Chicago IL 11/2016 07/2017
Freedom Creators Holland MI 01/2016 10/2016
Crete Monee School District Crete IL 04/2016 06/2016
Self-Employed Chicago IL 01/2007 02/2020
Austin Peoples Action Center Chicago IL 02/2019 04/2019
Unemployed Chicago IL 09/2022 12/2022
The Huntington Investment Company Columbus OH 01/2023 04/2025
Fifth Third Bank Chicago IL 04/2025 Present
Fifth Third Securities Chicago IL 04/2025 Present
E-Roleplay Chicago IL 02/2015 10/2016
  • 02/2020 → 08/2022
    St Louis, MO
  • 12/2019 → 02/2020
    Polaris Wealth
    Flossmoor, IL
  • 02/2019 → 02/2020
    Massmutual Chicago
    Chicago, IL
  • 08/2017 → 03/2019
    New York Life
    Chicago, IL
  • 11/2016 → 07/2017
    Lincare
    Chicago, IL
  • 01/2016 → 10/2016
    Freedom Creators
    Holland, MI
  • 04/2016 → 06/2016
    Crete Monee School District
    Crete, IL
  • 01/2007 → 02/2020
    Self-Employed
    Chicago, IL
  • 02/2019 → 04/2019
    Austin Peoples Action Center
    Chicago, IL
  • 09/2022 → 12/2022
    Unemployed
    Chicago, IL
  • 01/2023 → 04/2025
    Columbus, OH
  • 04/2025 → Present
    Fifth Third Bank
    Chicago, IL
  • 04/2025 → Present
    Fifth Third Securities
    Chicago, IL
  • 02/2015 → 10/2016
    E-Roleplay
    Chicago, IL
Previous Registrations
Other Businesses

Freelance Speaker - Chicago, IL 60619 - motivational speech - 2 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm ------------------------------------------------------- Dohrn Insurance Training, Inc. - 8517 Grand Ave C, River Grove, IL 60171 - ethics tranining - teacher/coach - 3 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm ------------------------------------------------------ Peaceful Selling - Chicago, IL 60619 - co-author - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-06
  • S66 Uniform Combined State Law Examination
    2020-06-06

View on SEC IAPD

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