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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-08-29 |
| TX | RA | APPROVED | 2025-08-29 |
Branch Locations
2525 Water Ridge Parkway 1 North Falls Plaza, Suite 100, Charlotte, NC 28217 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2017 | 06/2021 |
| Bmo Harris Bank | Phoenix | AZ | 05/2016 | 08/2017 |
| Self Employed | Phoenix | AZ | 06/2017 | 01/2018 |
| The Vanguard Group, Inc. | Charlotte | NC | 06/2021 | Present |
| Fine And Fettle | Charlotte | NC | 08/2021 | 01/2022 |
| Self-Employed | Charlotte | NC | 01/2023 | 06/2023 |
| Alexanders Bbq Llc | Charlotte | NC | 10/2024 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: ALEXANDERS BBQ LLC NON-INVESTMENT RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: RESTUARANT POSITION: OWNER START DATE: 10/2024 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HELP WITH RUNNING THE BUSINESS AS NEEDED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-20 |
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