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Michael Robert Mcdonald

LPl Financial LLC

Carmel, IN

Denver, CO

CRD 3177405

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-06-23
TX RA APPROVED_RES 2018-06-27
CO RA APPROVED 2009-12-08
  • IN RA
    APPROVED
    Since 2021-06-23
  • TX RA
    APPROVED_RES
    Since 2018-06-27
  • CO RA
    APPROVED
    Since 2009-12-08

Branch Locations

Carmel, IN • United States

600 17Th St Ste 2800, Denver, CO 80202-5428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Carmel IN 12/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-12
S63 Uniform Securities Agent State Law Examination 1999-04-20
  • S65 Uniform Investment Adviser Law Examination
    1999-08-12
  • S63 Uniform Securities Agent State Law Examination
    1999-04-20
Other Names
  • Mike Mcdonald

View on SEC IAPD

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