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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-05
IN RA APPROVED 2024-05-31
  • FL RA
    APPROVED
    Since 2024-06-05
  • IN RA
    APPROVED
    Since 2024-05-31

Branch Locations

301 S Main St, Cloverdale, IN 46120 • United States

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sherwin Williams Evansville IN 09/2016 02/2017
Chestnut Financial Group Cloverdale IN 08/2017 Present
Unemployed Cloverdale IN 02/2017 08/2017
Parkland Securities Ann Arbor MI 08/2017 05/2024
Triad Advisors Atlanta GA 05/2024 08/2024
Osaic Advisory Services Atlanta GA 05/2024 Present
Osaic Wealth, Inc. Cloverdale IN 08/2024 Present
  • 09/2016 → 02/2017
    Sherwin Williams
    Evansville, IN
  • 08/2017 → Present
    Chestnut Financial Group
    Cloverdale, IN
  • 02/2017 → 08/2017
    Unemployed
    Cloverdale, IN
  • 08/2017 → 05/2024
    Parkland Securities
    Ann Arbor, MI
  • 05/2024 → 08/2024
    Triad Advisors
    Atlanta, GA
  • 05/2024 → Present
    Osaic Advisory Services
    Atlanta, GA
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Cloverdale, IN
Previous Registrations
  • 2020-01-08 → 2024-05-31
    Ann Arbor, MI
    Cloverdale, IN
    Greencastle, IN
Other Businesses

1)Chestnut Financial Group;investment related;304 S Main St,Cloverdale,IN 46120;llc;advisor/part owner;6/9/2020;200 hrs/month;130 hrs during trading;sale of life insurance through various companies and providing financial services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-17
  • S66 Uniform Combined State Law Examination
    2019-04-17

View on SEC IAPD

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