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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
7676 Hazard Ctr Dr Ste 820, San Diego, CA 92108-4516 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2019 | 08/2020 |
| Stanton Optical | La Mesa | CA | 02/2019 | 09/2019 |
| Adaptive Insights | Palo Alto | CA | 06/2018 | 09/2018 |
| Seaworld San Diego | San Diego | CA | 06/2016 | 12/2016 |
| Edward Jones | San Diego | CA | 09/2017 | 11/2017 |
| Plaza Research | San Diego | CA | 01/2016 | 09/2017 |
| Tillys | San Diego | CA | 05/2013 | 02/2019 |
| San Diego State University | San Diego | CA | 08/2014 | 05/2018 |
| Royal Alliance Associates, Inc. | San Diego | CA | 08/2020 | 11/2024 |
| Fidelity Investments | San Diego | CA | 11/2024 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-28 |
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