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Ashlee Wochholz

Osaic Institutions, Inc.

Bloomington, IL

CRD 6841373

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Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-23
  • IL RA
    APPROVED
    Since 2024-01-23

Branch Locations

2402 E. Washington St, Bloomington, IL 61704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Bloomington IL 07/2017 04/2021
Country Financial Bloomington IL 05/2008 05/2017
Edward Jones St. Louis MO 04/2021 01/2024
Osaic Institutions. Inc Meriden CT 01/2024 Present
Inb Bloomington IL 01/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-18
  • S66 Uniform Combined State Law Examination
    2017-10-18
Other Names
  • Ashlee Brickey

View on SEC IAPD

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Nearby Investors

SCOTT DUANE MILLER
GIOVANNI ANTONIO BERNETTI
Michele L Heller

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BLOOMINGTON, IL
SAVANT WEALTH MANAGEMENT · Bloomington, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Bloomington, IL

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