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Christopher Stephen Branton

Raymond James & Associates, Inc.

Dallas, TX

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-07-23
TX RA APPROVED 2021-06-02
CA RA APPROVED 2019-09-26
  • NC RA
    APPROVED
    Since 2024-07-23
  • TX RA
    APPROVED
    Since 2021-06-02
  • CA RA
    APPROVED
    Since 2019-09-26

Branch Locations

200 Crescent Court Suite 500, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ab/Raymond James And Associates, Inc Dallas TX 11/2018 Present
Nomura New York NY 07/2017 11/2018
Southern Methodist University Dallas TX 08/2013 05/2017
  • 11/2018 → Present
    Ab/Raymond James And Associates, Inc
    Dallas, TX
  • 07/2017 → 11/2018
    Nomura
    New York, NY
  • 08/2013 → 05/2017
    Southern Methodist University
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-23
  • S66 Uniform Combined State Law Examination
    2019-09-23
Other Names
  • Christopher S Branton

View on SEC IAPD

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