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1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-08-27 |
Branch Locations
1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| St Germain Securities Inc | Springfield | MA | 03/2017 | 12/2024 |
| Self Employed | Southwick | MA | 07/2016 | 03/2017 |
| St. Germain Investment Management | Springfield | MA | 03/2017 | Present |
ACCOUNTANT FOR THE GORDON CROSS CORPORATION, #10 HIDDEN BROOK HOLLOW CANTON, CT WHICH BEGAN IN 2017 AND IS CURRENTLY ONGOING. COMPENSATION FOR GORDON CROSS CORP. IS $200-$500 QUARTERLY/20 HOURS PER YEAR. CONSULTANT FOR VOZIK LLC, 221 KLAUS ANDERSONRD SOUTHWICK, MA 01077. COMPENSATION FOR VOZIK LLC IS $200-$1000 PER YEAR/20 HOURS PER YEAR. THIS IS CURRENT AND ONGOING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-09 |
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