Dean Michael Simmons

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2017 → 08/2017
  Rockgate Financial Partners
  Dallas, TX
• 08/2014 → 05/2018
  Texas Tech University
  Lubbock, TX
• 06/2018 → 06/2022
  Fidelity Brokerage Services Llc
  Westlake, TX
• 06/2022 → Present
  Ubs Financial Services Inc.
  Dallas, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-08-25
• S63 Uniform Securities Agent State Law Examination
  2018-08-14

Other Names

• Dean Michael Simmons
• Dean Simmons