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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-05-09 |
| TX | RA | APPROVED_RES | 2021-03-03 |
| NC | RA | APPROVED | 2021-03-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of North Carolina Wilmington | Wilmington | NC | 06/2014 | 05/2017 |
| Mutual Of Omaha | Wilmington | NC | 02/2016 | 07/2017 |
| Axa Advisors Llc | Norfolk | VA | 08/2017 | 03/2018 |
| Td Ameritrade | Asheville | NC | 08/2019 | 01/2021 |
| A Cut Above Construction | Arden | NC | 04/2018 | 08/2019 |
| The Vanguard Group, Inc. | Charlotte | NC | 02/2021 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 02/2021 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 02/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-24 |
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