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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-01-15
TX RA APPROVED 2021-01-15
KS RA APPROVED 2021-01-06
  • MO RA
    APPROVED
    Since 2021-01-15
  • TX RA
    APPROVED
    Since 2021-01-15
  • KS RA
    APPROVED
    Since 2021-01-06

Branch Locations

9393 W 110Th St. Suite 500, Overland Park, KS 66210 • United States

Excelsior Springs, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Overland Park KS 08/2017 11/2018
Communityamerica Credit Union Kansas City MO 10/2016 07/2017
Ameriprise Financial Services, Inc. Overland Park KS 11/2018 02/2020
Raymond James Financial Services, Inc. Overland Park KS 02/2020 11/2020
Raymond James Financial Services Advisors, Inc. Overland Park KS 02/2020 11/2020
Ameriprise Financial Services, Llc Overland Park KS 01/2021 Present
Previous Registrations
Other Businesses

Business Ownership; Feisty Fregoe LLC; Owner; Manage Ameriprise Business; 9393 W 110th St, Ste 500, OVERLAND PARK, KS, 66210; Not Investment-Related; 10/16/2023; 40 to 59 hours per month; 40 to 59 during trading hours. Outside Employment; Mixxed Fit; Dance Instructor; Dance Instructor; 12440 Craig St, , Overland Park, KS, 66213-0000; Not Investment-Related; 02/01/2022; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-20
  • S66 Uniform Combined State Law Examination
    2017-11-20
Designations
  • Certified Financial Planner
Other Names
  • Reisha Fregoe
  • Reisha Lark Fregoe
  • Reisha L Fregoe
  • Reisha Lark Sickel
  • Reisha Sickel

View on SEC IAPD

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