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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-01-15 |
| TX | RA | APPROVED | 2021-01-15 |
| KS | RA | APPROVED | 2021-01-06 |
Branch Locations
9393 W 110Th St. Suite 500, Overland Park, KS 66210 • United States
Excelsior Springs, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Overland Park | KS | 08/2017 | 11/2018 |
| Communityamerica Credit Union | Kansas City | MO | 10/2016 | 07/2017 |
| Ameriprise Financial Services, Inc. | Overland Park | KS | 11/2018 | 02/2020 |
| Raymond James Financial Services, Inc. | Overland Park | KS | 02/2020 | 11/2020 |
| Raymond James Financial Services Advisors, Inc. | Overland Park | KS | 02/2020 | 11/2020 |
| Ameriprise Financial Services, Llc | Overland Park | KS | 01/2021 | Present |
Business Ownership; Feisty Fregoe LLC; Owner; Manage Ameriprise Business; 9393 W 110th St, Ste 500, OVERLAND PARK, KS, 66210; Not Investment-Related; 10/16/2023; 40 to 59 hours per month; 40 to 59 during trading hours. Outside Employment; Mixxed Fit; Dance Instructor; Dance Instructor; 12440 Craig St, , Overland Park, KS, 66213-0000; Not Investment-Related; 02/01/2022; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-20 |
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