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Stephen Charles Mattoon

Equitable Advisors, LLC

New Smyna Beach, FL

CRD 6840575

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-06
FL RA APPROVED 2026-06-23
  • TX RA
    APPROVED
    Since 2026-07-06
  • FL RA
    APPROVED
    Since 2026-06-23

Branch Locations

New Smyna Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 08/2017 06/2020
Davinci Financial Irvine CA 05/2015 12/2017
Equitable Advisors, Llc New York NY 08/2017 12/2024
Unemployed New Smyrna Beach FL 01/2025 11/2025
Equitable Advisors, Llc New York NY 11/2025 Present
  • 08/2017 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 05/2015 → 12/2017
    Davinci Financial
    Irvine, CA
  • 08/2017 → 12/2024
    Equitable Advisors, Llc
    New York, NY
  • 01/2025 → 11/2025
    Unemployed
    New Smyrna Beach, FL
  • 11/2025 → Present
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-10
S63 Uniform Securities Agent State Law Examination 2017-11-22
  • S66 Uniform Combined State Law Examination
    2025-12-10
  • S63 Uniform Securities Agent State Law Examination
    2017-11-22
Other Names
  • Steve Mattoon

View on SEC IAPD

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