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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-09-09 |
Branch Locations
9820 Willow Creek Road Ste 430, San Diego, CA 92131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barona Casino | Lakeside | CA | 08/2001 | 05/2018 |
| Voya Financial Advisors, Inc. | San Diego | CA | 12/2017 | 11/2021 |
| Lincoln Financial Advisors Corporation | San Diego | CA | 11/2021 | 09/2024 |
| Commonwealth Financial Network | San Diego | CA | 09/2024 | Present |
| Oasis Wealth Partners | San Diego | CA | 09/2024 | Present |
Fixed insurance sales, Located in San Diego, CA, as of 9/2/2024, 1% time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-16 |
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