Daken John Vanderburg

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 11/2019
  Granite Peak Asset Management, Llc
  Easton, CT
• 03/2014 → 11/2019
  Granite Peak Investors, Llc
  Easton, CT
• 11/2019 → Present
  Massmutual
  Springfield, MA
• 06/2020 → Present
  Mml Investors Services, Llc
  Springfield, MA

Previous Registrations

• 2014-06-24 → 2018-03-30
  Granite Peak Asset Management, Llc
  Easton, CT

Other Businesses

1) NAME: ResonanceX Ltd. INV REL: Y ADD: 13 Coleherne Rd, London SW10 9BS NATURE: ResonanceX provides software and analytics for structured product POSITION: Advisory member START DATE: 05/2019 NO. HR/MO: 25 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: I have occasional calls (1 x /6 months) to provide entrepreneurial advice 2) NAME: Aspetuck Land Trust INV REL: N ADD: P.O. Box 444, Westport, CT 06881 NATURE: Founded in 1966, Aspetuck Land Trust is a non-profit membership organization whose mission is the preservation and conservation of open space, including farm and forest land. Also fundraising POSITION: Board Member START DATE: 07/01/2020 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Monthly board meetings (off-hours), occasional strategic work and fundraising. 3) NAME: Gnome Surf INV REL: N ADD: 1510 Highland Ave, Fall River MA 02720 NATURE: A 501c3 Non-profit surf therapy organization focused on creating a culture shift toward happiness, kindness, love and acceptance for all kids of all abilities POSITION: Chairman of the Board START DATE: 03/15/2024 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Strategic work, organizational design, team and founder engagement 4) NAME: Shoreline Rentals, LLC INV REL: Y ADD: Residential Address NATURE: I purchased a home recently to be utilized for a short-term rental POSITION: Owner START DATE: 11/01/2025 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: rental property

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-05-26

Designations

• Chartered Financial Analyst