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Tim Leighton Bates Mclaughlin

Raymond James & Associates, Inc.

St. Petersburg, FL

Highlands Ranch, CO

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-09-09
  • CO RA
    APPROVED
    Since 2024-09-09

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Highlands Ranch, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Readytalk Denver CO 06/2016 08/2017
Transamerica Capital Inc Denver CO 08/2017 07/2019
Transamerica Investors Securities Corporation Denver CO 07/2019 09/2023
Transamerica Life Insurance Company Denver CO 08/2017 09/2023
Raymond James & Associates, Inc. Denver CO 09/2023 Present
  • 06/2016 → 08/2017
    Readytalk
    Denver, CO
  • 08/2017 → 07/2019
    Transamerica Capital Inc
    Denver, CO
  • 07/2019 → 09/2023
    Transamerica Investors Securities Corporation
    Denver, CO
  • 08/2017 → 09/2023
    Transamerica Life Insurance Company
    Denver, CO
  • 09/2023 → Present
    Raymond James & Associates, Inc.
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-06
S63 Uniform Securities Agent State Law Examination 2018-07-12
  • S66 Uniform Combined State Law Examination
    2024-09-06
  • S63 Uniform Securities Agent State Law Examination
    2018-07-12

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAINT PETERSBURG, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST. PETERSBURG, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST.PETERSBURG, FL
RAYMOND JAMES INVESTMENT MANAGEMENT · St. Petersburg, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Saint Petersburg, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Saint Petersburg, FL
EAGLE ASSET MANAGEMENT INC · ST. PETERSBURG, FL
RAYMOND JAMES INVESTMENT MANAGEMENT · ST PETERSBURG, FL

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