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Nabila Khan

Wells Fargo Clearing Services, LLC

Albany, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-26
TX RA APPROVED 2021-05-19
  • NY RA
    APPROVED
    Since 2021-08-26
  • TX RA
    APPROVED
    Since 2021-05-19

Branch Locations

4 Tower Pl Fl 9, Albany, NY 12203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Law Firm Suites New York NY 04/2014 09/2017
Morgan Stanley Smith Barney Llc Albany NY 09/2017 05/2021
Wells Fargo Clearing Services, Llc. Albany NY 05/2021 Present
  • 04/2014 → 09/2017
    Law Firm Suites
    New York, NY
  • 09/2017 → 05/2021
    Morgan Stanley Smith Barney Llc
    Albany, NY
  • 05/2021 → Present
    Wells Fargo Clearing Services, Llc.
    Albany, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-25
  • S66 Uniform Combined State Law Examination
    2018-10-25

View on SEC IAPD

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JOHN COLE BUFF

Other Offices

ALLSQUARE WEALTH MANAGEMENT, LLC · ALBANY, NY
CETERA INVESTMENT ADVISERS LLC · ALBANY, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Albany, NY
MPWM ADVISORY SOLUTIONS LLC · ALBANY, NY
CITIZENS SECURITIES, INC. · ALBANY, NY
LPL FINANCIAL LLC · ALBANY, NY
THE AFFINITY GROUP, LLC · ALBANY, NY
CERITY PARTNERS LLC · ALBANY, NY

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