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Andrew Zeth Bates

Capital Client Group, Inc.

Los Angeles, CA

Glen Ellyn, IL

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-06
CA RA APPROVED 2020-06-23
  • IL RA
    APPROVED
    Since 2026-07-06
  • CA RA
    APPROVED
    Since 2020-06-23

Branch Locations

333 S. Hope St. 55Th Fl., Los Angeles, CA 90071 • UNITED STATES

Glen Ellyn, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Los Angeles CA 07/2017 04/2022
University Of California, Berkeley Berkeley CA 08/2014 05/2017
Highmark Capital Management San Francisco CA 09/2015 06/2017
Capital Group - American Funds Distributors, Inc. Los Angeles CA 04/2022 10/2023
Capital Group - American Funds Distributors, Inc. Los Angeles CA 10/2023 03/2026
Capital Group/Capital Client Group, Inc. Los Angeles CA 03/2016 Present
  • 07/2017 → 04/2022
    American Funds
    Los Angeles, CA
  • 08/2014 → 05/2017
    University Of California, Berkeley
    Berkeley, CA
  • 09/2015 → 06/2017
    Highmark Capital Management
    San Francisco, CA
  • 04/2022 → 10/2023
    Capital Group - American Funds Distributors, Inc.
    Los Angeles, CA
  • 10/2023 → 03/2026
    Capital Group - American Funds Distributors, Inc.
    Los Angeles, CA
  • 03/2016 → Present
    Capital Group/Capital Client Group, Inc.
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-12-11
  • S63 Uniform Securities Agent State Law Examination
    2020-12-11
Designations

View on SEC IAPD

Other Firms

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GIDEON CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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