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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-04-17 |
Branch Locations
14624 N Scottsdale Rd Ste 100, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Scottsdale | AZ | 06/2017 | 02/2023 |
| Mml Investors Services | Scottsdale | AZ | 08/2018 | 01/2023 |
| Paradise Valley Country Club | Paradise Valley | AZ | 05/2003 | 01/2018 |
| Wells Fargo Advisors Financial Network, Llc | Scottsdale | AZ | 03/2023 | Present |
MASSMUTUAL ARIZONA, INVT RELATED, SCOTTSDALE, AZ, TRAIL COMMISSIONS, START DATE 1/1/2018, 0 HRS PER MONTH AND DURING TRADING, TRAIL COMMISSIONS. VESTED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-09 |
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