Bretton Wayne Williams

Employer firm

Saxon Financial Group CRD 311687

$679M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 04/2021
  Raymond James Financial Services, Inc.
  Houston, TX
• 06/2009 → 04/2021
  Raymond James Financial Services Advisors, Inc
  St Petesburg, FL
• 02/2021 → Present
  Saxon Interests, Inc.
  Houston, TX

Previous Registrations

• 2009-06-22 → 2021-04-08
  Raymond James Financial Services Advisors, Inc
  Houston, TX
  Houston, TX
• 2008-01-01 → 2009-06-19
  Wells Fargo Clearing Services, Llc
  Houston, TX
  Houston, TX
• 2002-09-24 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Houston, TX
  Houston, TX
  St. Louis, MO

Other Businesses

1. VILLAS OF HEMPSTEAD - HOUSTON, TX. SECRETARY/TREASURER OF HOME OWNERS ASSOCIATION. STARTED 11/26/12 TO PRESENT. 1 HOUR WEEKLY, 0 DURING TRADING HOURS. NOT INVESTMENT RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2002-09-23
• S63 Uniform Securities Agent State Law Examination
  1999-10-01

Designations

• Certified Financial Planner

Other Names

• Brett Williams