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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-19
TN RA APPROVED 2024-02-05
  • TX RA
    APPROVED_RES
    Since 2025-03-19
  • TN RA
    APPROVED
    Since 2024-02-05

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

555 Marriott Drive Suite 150, Nashville, TN 37219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Target Smyrna TN 03/2015 11/2017
Thrivent Financial Nashville TN 11/2017 03/2018
Thrivent Financial Appleton WI 03/2018 09/2018
Raymond James Financial Services, Inc Nashville TN 09/2018 01/2024
Southwestern Investment Group Nashville TN 05/2019 11/2022
Southwestern Investment Advisory Services Nashville TN 05/2019 11/2022
Sagespring Wealth Partners Nashville TN 09/2018 01/2024
Steward Partners Investment Solutions, Llc Nashville TN 01/2024 Present
Seven Arrows, Llc Nashville TN 01/2024 Present
Steward Partners Investment Advisory, Llc Nashville TN 01/2024 Present
  • 03/2015 → 11/2017
    Target
    Smyrna, TN
  • 11/2017 → 03/2018
    Thrivent Financial
    Nashville, TN
  • 03/2018 → 09/2018
    Thrivent Financial
    Appleton, WI
  • 09/2018 → 01/2024
    Raymond James Financial Services, Inc
    Nashville, TN
  • 05/2019 → 11/2022
    Southwestern Investment Group
    Nashville, TN
  • 05/2019 → 11/2022
    Southwestern Investment Advisory Services
    Nashville, TN
  • 09/2018 → 01/2024
    Nashville, TN
  • 01/2024 → Present
    Steward Partners Investment Solutions, Llc
    Nashville, TN
  • 01/2024 → Present
    Seven Arrows, Llc
    Nashville, TN
  • 01/2024 → Present
    Nashville, TN
Previous Registrations
Other Businesses

(1)Name of Business: Aull Wealth Team Address: 2451 Atrium Way, Nashville, TN, 37214, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: Yes Start Date: 05/03/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-20
  • S66 Uniform Combined State Law Examination
    2017-12-20
Other Names
  • David Victor Miller
  • David Miller

View on SEC IAPD

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