Kent Randall Mosher

Employer firm

Stratos Wealth Partners, Ltd CRD 153184

$18.6B regulatory AUM 376 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → Present
  Lpl Financial Llc
  Beachwood, OH
• 08/2010 → Present
  Stratos Wealth Partners, Ltd
  Beachwood, OH

Previous Registrations

• 2000-01-01 → 2009-02-04
  Osaic Fa, Inc.
  Solon, OH
  Orange Village, OH
  Solon, OH

Other Businesses

1. 1/23/2009 - STRATOS WEALTH PARTNERS, LTD - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 2/2/2009 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth 3. 3/12/2010 - STRATOS WEALTH PARTNERS, LTD - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 100% - , I AM AN AGENT LICENSED WITH VARIOUS CARRIERS, CONDUCTING THE SALE AND SERVICE OF FIXED INSURANCE PRODUCTS, INCLUDING FIXED ANNUITIES, TERM, UNIVERSAL , WHOLE LIFE, LONG TERM CARE, DISABILITY, HELATH AND DENTAL INSURANCE OUTSIDE OF LPL. 4. 8/13/2010 - Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 2/2009 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 2/2009. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 07/31/2024 - Other - Sale of my book - Author - Not Investment Related - Amazon Online - Start Date 01/29/2024 - 0 Hours Per Month/ During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-03-13