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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-04
GA RA APPROVED 2023-09-28
  • TX RA
    APPROVED_RES
    Since 2023-10-04
  • GA RA
    APPROVED
    Since 2023-09-28

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

3015 Allen Drive, Evans, Ga 30809, Evans, GA 30809 • United States

Evans, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Frankfurt 07/2017 10/2017
Chartercross Cm Dubai 07/2014 07/2017
First Command Financial Planning, Inc. Fort Worth TX 07/2017 02/2018
First Command Advisory Services, Inc. Fort Worth TX 02/2018 Present
First Command Brokerage Services, Inc. Fort Worth TX 02/2018 Present
First Command Insurance Services, Inc. Fort Worth TX 02/2018 Present
  • 07/2017 → 10/2017
    Self Employed
    Frankfurt
  • 07/2014 → 07/2017
    Chartercross Cm
    Dubai
  • 07/2017 → 02/2018
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 02/2018 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 02/2018 → Present
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 02/2018 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
Other Businesses

(1) Name of the other business: Self - Professional Musician ; Whether the business is investment-related: No ; Address of the other business: Varies- subject to venue ; Nature of the other business: Professional Musician ; Your position, title, or relationship with the other business: Professional Musician ; The start date of your relationship: 5/4/2018 ; The approximate number of hours/month you devote to the other business: 6 - 10 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: Occasional recording sessions and/or live performances. (2) Name of the other business: 77 Below Financial LLC Whether the business is investment-related: No Address of the other business: 4494 Andover Drive, Evans, GA 30809 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Sep 09, 2023 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Solely for paying staff/tax purposes related to First Command business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-10
  • S66 Uniform Combined State Law Examination
    2018-01-10

View on SEC IAPD

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