Larry Lee Marlette

Mwa Financial Services Inc.

CRD 3176914

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Employer firm

Mwa Financial Services Inc. CRD 112630

$640M regulatory AUM 51 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Mwa Financial Services Inc.

1701 1St Avenue, Rock Island, IL 61201 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2004-08-03

WI RA
APPROVED

Since 2004-08-03

Branch Locations

Baraboo, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mwa Financial Services, Inc.	Rock Island	IL	03/2004	Present
Modern Woodmen Of America	Rock Island	IL	02/2004	Present
Readerlink	Romeoville	IL	10/2011	03/2023
Various Insurance Companies	Baraboo	WI	01/2000	Present

03/2004 → Present

Mwa Financial Services, Inc.

Rock Island, IL
02/2004 → Present

Modern Woodmen Of America

Rock Island, IL
10/2011 → 03/2023

Readerlink

Romeoville, IL
01/2000 → Present

Various Insurance Companies

Baraboo, WI

Other Businesses

1)APPOINTED WITH VARIOUS INSURANCE COMPANIES INCLUDING FIRST COLONY.1/2000;0NON 0SECHRS;SERVICE EXISTING INSURANCE POLICIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-02-29
S63	Uniform Securities Agent State Law Examination	1999-03-19

S65 Uniform Investment Adviser Law Examination

2000-02-29
S63 Uniform Securities Agent State Law Examination

1999-03-19

View on SEC IAPD

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