Thomas Patrick Zanovich

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 02/2022
  Frisco Financial Group
  Frisco, TX
• 01/2022 → Present
  Massmutual Life Insurance Co
  Dallas, TX
• 02/2022 → Present
  Mml Investors Services, Llc
  Dallas, TX
• 11/2010 → 02/2022
  Guardian Life Insurance Co
  Frisco, TX
• 11/2010 → 02/2022
  Park Avenue Securiites Llc
  Frisco, TX

Previous Registrations

• 2019-07-01 → 2022-02-03
  Park Avenue Securities Llc
  Minnetonka, MN
  Addison, TX
  Frisco, TX
• 2001-02-02 → 2004-12-31
  Mml Investors Services, Llc
  Minneapolis, MN
  Minneapolis, MN
• 2001-04-05 → 2004-12-16
  Spectrum Strategies, L.L.C.
  Addison, TX

Other Businesses

(1) NAME: BENEFITS CORPORATION OF TEXAS INV REL: Y ADD: 1221 MERIT DR. #160 DALLAS TX 75251 NATURE: HEALTH INSURANCE POSITION: AGENT START DATE: 1/3/2022 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 1. DESCRIBE DUTIES: IF I HAVE A CLIENT THAT NEEDS HEALTH INSURANCE I REFER IT TO THEM AND I RECEIVE A PERCENTAGE OF THE COMPENSATION. (2) NAME: THOMAS ZANOVICH INV REL: Y ADDR: 5D YORKSHIRE CT, MANCHESTER, NJ 08759 NATURE: RENTAL INCOME POSITION: OWNER START DATE: 07/01/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DUTIES: MAINTAIN THE RESIDENCE FOR THE TENANTS IF ANY ISSUES SHOULD ARISE. (3) NAME: TOM ZANOVICH INV REL: Y ADD: 13455 NOEL ROAD 20TH FLOOR DALLAS TX 75240 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 10/19/2023 NO HRS/MO: .5 NO HRS/MO DUR TRADING: .5 DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH.

Exams

• S66 Uniform Combined State Law Examination
  2019-06-12
• S63 Uniform Securities Agent State Law Examination
  1999-03-10

Other Names

• Tom P Zanovich