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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2023-03-22 |
Branch Locations
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Hill City, SD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 08/2017 | 03/2023 |
| University Of Phoenix | Phoenix | AZ | 02/2012 | 08/2017 |
| Stockton Unified School District | Stockton | CA | 08/2005 | 06/2017 |
| J.W. Cole Financial, Inc. | Tampa | FL | 03/2023 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 03/2023 | Present |
(1) Heartland Wealth & Insurance Services, LLC; DBA; Investment Related; 280 Main Street, Hill City, SD 57745; Financial Advice and Planning, Investments, Estate Planning, Variable Life and Annuities, Life and health insurance, Medicare; Owner; Start 3/17/2023; 160 hr/mo, 160 hr/mo during trading. (2) San Joaquin Delta College; 5151 Pacific Ave, Stockton, CA 95207; Not investment Related; Adjunt Professor, teach humanities courses online; Education; Start 8/2014; 5 hr/mo, 0 during trading. (3) Hawks Ridge, LLC; Not Investment Related; 11668 Deerfield Rd, PO box, 942, Hill City, SD 57745; Owner; Creative Digital and Media Content; I write and publish works of fiction; Start 3/15/2025; 10 hours/month. (4) JCHP; Not Investment Related; 11668 Deerfield Rd, PO Box 942, Hill City, SD 57745; Content Creation and Fiction Publishing; I am the co-owner of this LLC that is the legal entity for my spouse's publishing venture and minor son's YouTube channel. I am a co-owner for estate purposes but do not generate content or work for the LLC; Start 6/1/2025; 0 hours/month during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-09 |
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