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Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2023-03-22
  • SD RA
    APPROVED
    Since 2023-03-22

Branch Locations

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Hill City, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2017 03/2023
University Of Phoenix Phoenix AZ 02/2012 08/2017
Stockton Unified School District Stockton CA 08/2005 06/2017
J.W. Cole Financial, Inc. Tampa FL 03/2023 Present
J.W. Cole Advisors, Inc. Tampa FL 03/2023 Present
  • 08/2017 → 03/2023
    St Louis, MO
  • 02/2012 → 08/2017
    University Of Phoenix
    Phoenix, AZ
  • 08/2005 → 06/2017
    Stockton Unified School District
    Stockton, CA
  • 03/2023 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 03/2023 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
Previous Registrations
  • 2017-10-16 → 2023-03-20
    Rapid City, SD
    Hill City, SD
    St Louis, MO
    Hill City, SD
    Hill City, SD
Other Businesses

(1) Heartland Wealth & Insurance Services, LLC; DBA; Investment Related; 280 Main Street, Hill City, SD 57745; Financial Advice and Planning, Investments, Estate Planning, Variable Life and Annuities, Life and health insurance, Medicare; Owner; Start 3/17/2023; 160 hr/mo, 160 hr/mo during trading. (2) San Joaquin Delta College; 5151 Pacific Ave, Stockton, CA 95207; Not investment Related; Adjunt Professor, teach humanities courses online; Education; Start 8/2014; 5 hr/mo, 0 during trading. (3) Hawks Ridge, LLC; Not Investment Related; 11668 Deerfield Rd, PO box, 942, Hill City, SD 57745; Owner; Creative Digital and Media Content; I write and publish works of fiction; Start 3/15/2025; 10 hours/month. (4) JCHP; Not Investment Related; 11668 Deerfield Rd, PO Box 942, Hill City, SD 57745; Content Creation and Fiction Publishing; I am the co-owner of this LLC that is the legal entity for my spouse's publishing venture and minor son's YouTube channel. I am a co-owner for estate purposes but do not generate content or work for the LLC; Start 6/1/2025; 0 hours/month during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-09
  • S66 Uniform Combined State Law Examination
    2017-10-09
Designations
Other Names
  • Christy Anne Morgan
  • Christy Anne Hawthorne

View on SEC IAPD

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