Karen M. Van Horn

Employer firm

Alden Capital CRD 293551

$1.52B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• RETIREMENT PLAN ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 11/2021
  Oppenheimer & Co
  Jenkintown, PA
• 11/2021 → 11/2022
  Ubs Financial Services Inc
  Conshohocken, PA
• 11/2022 → Present
  Alden Investment Group
  Wayne, PA

Previous Registrations

• 2021-11-22 → 2022-11-17
  Ubs Financial Services Inc.
  Conshohocken, PA
• 2012-10-11 → 2021-11-05
  Oppenheimer & Co. Inc.
  Jenkintown, PA
  New York, NY
• 2009-06-01 → 2012-10-26
  Morgan Stanley
  Jenkintown, PA
• 2008-09-23 → 2009-06-01
  Morgan Stanley & Co. Llc
  Jenkintown, PA
• 2005-11-23 → 2008-09-03
  Wells Fargo Clearing Services, Llc
  Yardley, PA
  Jenkintown, PA

Other Businesses

1) Chief Risk Officer for Alden Investment Group beginning 3/2023. 2) Chief Compliance Officer for Equalize Capital beginning 4/1/2024.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-11-22
• S63 Uniform Securities Agent State Law Examination
  1999-08-24

Other Names

• Karen Maureen Vanhokn
• Karen M Vanhorn
• Karen M Sonnanburg
• Karen M Sonnanburg
• Karen M Herb
• Karen Herb
• Karen M. Van Horn
• Karen Van Horn