Diana Ruddy

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers

State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

Authority	Category	Status	Date
MT	RA	APPROVED	2026-05-26

MT RA
APPROVED

Since 2026-05-26

Branch Locations

Great Falls, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nexa Mortgage	Great Falls	MT	04/2024	04/2026
State Farm Vp Management Corp	Great Falls	MT	05/2026	Present
State Farm Investment Management Corp	Great Falls	MT	05/2026	Present
State Farm Insurance	Great Falls	MT	05/2026	Present
Vigilante Finance	Great Falls	MT	08/2010	04/2026
D.A. Davidson & Co.	Great Falls	MT	08/2017	02/2022
Rbc Capital Markets, Llc	Great Falls	MT	02/2022	05/2023
Pcbb	Great Falls	MT	06/2023	02/2024
Castle Placement	Great Falls	MT	04/2024	04/2026

04/2024 → 04/2026

Nexa Mortgage

Great Falls, MT
05/2026 → Present

State Farm Vp Management Corp

Great Falls, MT
05/2026 → Present

State Farm Investment Management Corp

Great Falls, MT
05/2026 → Present

State Farm Insurance

Great Falls, MT
08/2010 → 04/2026

Vigilante Finance

Great Falls, MT
08/2017 → 02/2022

D.A. Davidson & Co.

Great Falls, MT
02/2022 → 05/2023

Rbc Capital Markets, Llc

Great Falls, MT
06/2023 → 02/2024

Pcbb

Great Falls, MT
04/2024 → 04/2026

Castle Placement

Great Falls, MT

Previous Registrations

2022-04-22 → 2024-02-01

Rbc Capital Markets, Llc

Great Falls, MT

Other Businesses

1) Eagle Mount Great Falls; non-investment related; PO Box 2866 Great Falls MT 59403; other; board member, officer; treasurer; 10/01/2022; 2; 1; Review budgets and tax form that are prepared by an outside accountant, Non-profit providing therapeutic recreation for people with disabilities. 2) Tellerus; non-investment; 223 Birchwood Dr Billings MT 59102; other; owner; 01/01/2026; 2; 0; Manufacture and sale of static mixers for upstream oil and gas operators, privately held business 3) Vigilante Finance LLC; investment related; 1909 Cherry Dr Great Falls MT 59404; investment or commercial property; owner; 08/28/2007; 0; 0; LLC holding company that I intend to use for real estate investment 4) State Farm; Investment-related; One State Farm Plaza, Bloomington, IL 61710; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); State Farm employee; Intern; 05/09/2026; 80; 80; Service customers

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-04-21

S66 Uniform Combined State Law Examination

2022-04-21

Other Names

Diana Lynn Gamble
Diana Lynn Ruddy

View on SEC IAPD