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6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-19 |
| TX | RA | APPROVED | 2026-03-13 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
3109 W Dr. Martin Luther King Jr. Blvd Ste 600, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Downer's Grove | IL | 07/2017 | 05/2021 |
| Flow Entertainment | Chicago | IL | 08/2006 | 07/2017 |
| Loyola University Chicago | Chicago | IL | 05/2013 | 05/2018 |
| Jpmorgan Chase Bank | Downer's Grove | IL | 07/2017 | 05/2021 |
| C. Marie Ent, Llc (The Juse Bar & Yoga Sutra Studios) | Oak Park | IL | 10/2018 | Present |
| U.S. Bancorp Investments, Inc. | Oak Park | IL | 05/2021 | 07/2024 |
| U.S. Bank | Oak Park | IL | 05/2021 | 07/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 08/2024 | Present |
| Bank Of America, N.A. | Chicago | IL | 09/2024 | Present |
| Fisher Investments | Tampa | FL | 02/2026 | Present |
1) C. M. Ent, LLC (The Juse Bar & Yoga Sutra Studios); not investment-related; Oak Park, IL; health and wellness; Manager; 10/2018; 20 hours/month; 0 hours/trading; provide healthy lifestyle options to optimize health and wellness.Name of the other businessC. Marie Ent, LLC (The Juse Bar & Yoga Sutra Studios)Whether the business is investment-relatednoAddress of the other businessOak Park, ILNature of the other businessHealth and wellnessYour positionownerTitle, or relationship with the other businessownerStart date of your relationship2018Approximate number of hours/month you devote to the other business20Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessProvide health and wellness solutions to clients via yoga, juice, and retreats I*1984267 Entity For Profit Name of OBA: C. Marie ENT LLC Address: oak park, Illinois, 60304 Investment Related: No Position, Title, Association: Employee Start Date: 06/17/2018 No Hours: 20 No Hours during trading: 0 Duties: 1) C. Marie Ent, LLC (The Juse Bar & Yoga Sutra Studios); not investment-related; Oak Park, IL; health and wellness; Manager; 10/2018; 20 hours/month; 0 hours/trading; provide healthy lifestyle options to optimize health and wellness.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-23 |
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