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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-08-18 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
100 N Westshore Blvd, Tampa, FL 33609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Tampa | FL | 07/2017 | 03/2018 |
| Wells Fargo Bank Na | Tampa | FL | 08/2015 | 03/2018 |
| Uber | Tampa | FL | 03/2016 | 12/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tampa | FL | 03/2018 | Present |
| Bank Of America., N.A. | Tampa | FL | 03/2018 | Present |
I*2322258, Entity Type: , Name of OBA: Rental Property 1, Address: zephyerhills, Florida, 33541, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee State Date: 12/01/2024, No Hours: 8 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-09 |
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