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Paul William Shoemaker

Morgan Stanley

South Jordan, UT

Salt Lake City, UT

CRD 3099873

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-24
UT RA APPROVED 2012-11-30
  • TX RA
    APPROVED
    Since 2020-02-24
  • UT RA
    APPROVED
    Since 2012-11-30

Branch Locations

South Jordan, UT • United States

60 East South Temple 20Th Floor, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Salt Lake City UT 06/1998 Present
Morgan Stanley Salt Lake City UT 11/2012 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-09-23
  • S66 Uniform Combined State Law Examination
    1998-09-23
Designations
  • Certified Financial Planner
Other Names
  • Paul W Shoemaker

View on SEC IAPD

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