Seth Nizar Taha

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-01-13
SC	RA	APPROVED	2025-02-12
FL	RA	APPROVED	2022-01-12
OH	RA	APPROVED	2020-09-30

Branch Locations

36290 Detriot Road, Avon, OH 44011 • United States

5733 Broadway, Cleveland, OH 44127 • United States

4300 Clark Avenue, Cleveland, OH 44109 • United States

6200 Rockside Woods Boulevard, Independence, OH 44131 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Cleveland	OH	07/2017	09/2019
Lee Rd. Petro	Cleveland Heights	OH	02/2011	08/2017
Uber	Cleveland	OH	11/2016	08/2017
Carey Plumbing	Lakewood	OH	01/2016	07/2017
Aj Rocco's	Cleveland	OH	07/2014	05/2017
Bank Of America, N.A.	Cleveland	OH	10/2017	09/2019
Wells Fargo Clearing Services Llc	Westlake	OH	09/2019	08/2020
Citizens Securities, Inc.	Rocky River	OH	09/2020	Present
Uber	Cleveland	OH	09/2020	09/2020

07/2017 → 09/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cleveland, OH
02/2011 → 08/2017

Lee Rd. Petro

Cleveland Heights, OH
11/2016 → 08/2017

Uber

Cleveland, OH
01/2016 → 07/2017

Carey Plumbing

Lakewood, OH
07/2014 → 05/2017

Aj Rocco's

Cleveland, OH
10/2017 → 09/2019

Bank Of America, N.A.

Cleveland, OH
09/2019 → 08/2020

Wells Fargo Clearing Services Llc

Westlake, OH
09/2020 → Present

Citizens Securities, Inc.

Rocky River, OH
09/2020 → 09/2020

Uber

Cleveland, OH

2019-09-06 → 2020-08-31

Wells Fargo Clearing Services, Llc

Westlake, OH
2017-12-05 → 2019-09-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cleveland, OH

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-12-04

Other Firms