Charles Douglas Worrell

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-08-14
TX	RA	APPROVED	2018-08-13

Branch Locations

16949 Us Hwy 441, Mount Dora, FL 32757 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Unemployed	London		05/2017	07/2017
Baylor University	Waco	TX	08/2013	05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Dallas	TX	07/2017	02/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Dallas	TX	04/2018	08/2018
Unemployed	Dallas	TX	02/2018	04/2018
Bank Of America, N.A.	Dallas	TX	06/2018	08/2018
Wells Fargo Clearing Services, Llc	Ocoee	FL	08/2018	Present

05/2017 → 07/2017

Unemployed

London
08/2013 → 05/2017

Baylor University

Waco, TX
07/2017 → 02/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX
04/2018 → 08/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX
02/2018 → 04/2018

Unemployed

Dallas, TX
06/2018 → 08/2018

Bank Of America, N.A.

Dallas, TX
08/2018 → Present

Wells Fargo Clearing Services, Llc

Ocoee, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-03-08

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