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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-06-04
  • TN RA
    APPROVED
    Since 2026-06-04

Branch Locations

10114 Parkside Drive Suite #102, Knoxville, TN 37922 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schwab Wealth Advisory, Inc. Knoxville TN 06/2026 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Syracuse NY 07/2017 01/2019
M&T Bank Syracuse NY 12/2014 07/2017
Bank Of America, N.A. Syracuse NY 12/2017 01/2019
Key Bank Dewitt NY 05/2019 09/2020
Key Investment Services, Llc Syracuse NY 06/2019 09/2020
Unemployed Syracuse NY 01/2019 06/2019
Charles Schwab & Co., Inc. New York City NY 09/2020 Present
Charles Schwab Bank, Ssb New York City NY 09/2020 05/2026
  • 06/2026 → Present
    Knoxville, TN
  • 07/2017 → 01/2019
    Syracuse, NY
  • 12/2014 → 07/2017
    M&T Bank
    Syracuse, NY
  • 12/2017 → 01/2019
    Bank Of America, N.A.
    Syracuse, NY
  • 05/2019 → 09/2020
    Key Bank
    Dewitt, NY
  • 06/2019 → 09/2020
    Key Investment Services, Llc
    Syracuse, NY
  • 01/2019 → 06/2019
    Unemployed
    Syracuse, NY
  • 09/2020 → Present
    Charles Schwab & Co., Inc.
    New York City, NY
  • 09/2020 → 05/2026
    Charles Schwab Bank, Ssb
    New York City, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-19
  • S66 Uniform Combined State Law Examination
    2017-10-19
Designations

View on SEC IAPD

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