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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-06-04 |
Branch Locations
10114 Parkside Drive Suite #102, Knoxville, TN 37922 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Schwab Wealth Advisory, Inc. | Knoxville | TN | 06/2026 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Syracuse | NY | 07/2017 | 01/2019 |
| M&T Bank | Syracuse | NY | 12/2014 | 07/2017 |
| Bank Of America, N.A. | Syracuse | NY | 12/2017 | 01/2019 |
| Key Bank | Dewitt | NY | 05/2019 | 09/2020 |
| Key Investment Services, Llc | Syracuse | NY | 06/2019 | 09/2020 |
| Unemployed | Syracuse | NY | 01/2019 | 06/2019 |
| Charles Schwab & Co., Inc. | New York City | NY | 09/2020 | Present |
| Charles Schwab Bank, Ssb | New York City | NY | 09/2020 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-19 |
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