Best Investors Account Sign in

Timothy J. Wallis

Strategic Advisers LLC

Campbell, CA

Morgan Hill, CA

Claim This Profile
Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

851 East Hamilton Ave Ste 100, Campbell, CA 95008-0600 • United States

Morgan Hill, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 07/2017 03/2020
San Jose State University San Jose CA 08/2013 12/2016
Unemployed Saratoga CA 01/2017 07/2017
Bank Of America, N.A. San Jose CA 02/2018 03/2020
Fidelity Brokerage Services Llc Campbell CA 03/2020 Present
Fidelity Investments Boston MA 03/2025 Present
  • 07/2017 → 03/2020
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Jose, CA
  • 08/2013 → 12/2016
    San Jose State University
    San Jose, CA
  • 01/2017 → 07/2017
    Unemployed
    Saratoga, CA
  • 02/2018 → 03/2020
    Bank Of America, N.A.
    San Jose, CA
  • 03/2020 → Present
    Fidelity Brokerage Services Llc
    Campbell, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-31
  • S66 Uniform Combined State Law Examination
    2018-01-31
Other Names
  • Tim John Wallis
  • Timothy Wallis
  • Timothy John Wallis

View on SEC IAPD

Other Firms

MONTAGE CAPITAL
LPL FINANCIAL LLC
BEACON POINTE ADVISORS, LLC
CETERA INVESTMENT ADVISERS LLC
PRIVATE ADVISOR GROUP, LLC
PARK AVENUE SECURITIES LLC
FELLOWS FUND MANAGEMENT LLC
MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC

Other Investors

CHIOU-PYING CHENG
ANTONIO JOSE DEL CASTILLO
TOMOKO KOYAMA
LAN JIN
RICHARD ABARCA
DAVID WEI-JENG CHEN
RASHMINA LALANI
DAVID NGUYEN

Other Offices

MONTAGE CAPITAL · CAMPBELL, CA
LPL FINANCIAL LLC · CAMPBELL, CA
BEACON POINTE ADVISORS, LLC · CAMPBELL, CA
CETERA INVESTMENT ADVISERS LLC · CAMPBELL, CA
PRIVATE ADVISOR GROUP, LLC · Campbell, CA
BEACON POINTE ADVISORS, LLC · Campbell, CA
BEACON POINTE ADVISORS, LLC · Campbell, CA
BEACON POINTE ADVISORS, LLC · Campbell, CA

More in Campbell, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor