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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2018-03-15
CT RA APPROVED 2017-11-13
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2018-03-15
  • CT RA
    APPROVED
    Since 2017-11-13

Branch Locations

3912 Main St, Flushing, NY 11354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Flushing NY 05/2011 Present
Bank Of America, N.A. Flushing NY 05/2011 Present
Other Businesses

I*: 2080280 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Port Washington, NY 11050 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 01/03/2022 Number of Hours: 0 Number of Hours during trading: 0 Duties: No duties I*: 2080281 Entity Type: Rental Property Name of OBA: Rental Property 2 Address: WILLISTON PARK, NY 11596 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 08/01/2022 Number of Hours: 0 Number of Hours during trading: 0 Duties: No duties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-10
  • S66 Uniform Combined State Law Examination
    2017-11-10
Other Names
  • Kelsie Rong

View on SEC IAPD

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