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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-12-18 |
| TX | RA | APPROVED_RES | 2018-03-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kansas City | MO | 07/2017 | Present |
| Bank Of America, N.A. | Kansas City | MO | 09/2012 | Present |
I*: 2385272 Entity Type: For Profit Name of OBA: EJM Enterprises LLC Address: Miami, FL Florida Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 5/31/2024 Number of Hours: 8 hrs wkly Number of Hours during trading: 0 Duties: Boat charter in Miami Bay, captain a boat and take out guests out on the water on Saturday and Sunday.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-16 |
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