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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-04-29 |
Branch Locations
1819 Main Street Suite 1100, Sarasota, FL 34236-5999 • United States
Sarasota, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Sarasota | FL | 09/2017 | 04/2019 |
| Cei | Sarasota | FL | 05/2017 | 09/2017 |
| Gallup | Washington | DC | 03/2014 | 03/2017 |
| Rbc Capital Markets, Llc. | Sarasota | FL | 04/2019 | Present |
1. Housesitting; Not Investment related; House sitting and pet sitting; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); May 2018; During business hours: 0; After business hours: 16
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-17 |
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