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Erica C Sanders

Cain, Watters & Associates, LLC

Frisco, TX

CRD 6836795

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Employer firm

Cain, Watters & Associates, LLC CRD 111521

$5.04B regulatory AUM 930 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cain, Watters & Associates, Llc

17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-07-25
  • TX RA
    APPROVED
    Since 2017-07-25

Branch Locations

17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cain, Watters & Associates, Llc Frisco TX 07/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-13
  • S65 Uniform Investment Adviser Law Examination
    2017-07-13
Other Names
  • Erica C Sanders

View on SEC IAPD

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Nearby Investors

Raymond Michiel McClure
VICTOR JAMES MCCLURE
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Nearby Offices

BSIP SLP GP, LLC · FRISCO, TX
MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX
MAVERICK TECH FUND MANAGER · FRISCO, TX

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