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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-04-11
TX RA APPROVED 2018-03-15
  • FL RA
    APPROVED
    Since 2018-04-11
  • TX RA
    APPROVED
    Since 2018-03-15

Branch Locations

100 N Westshore Blvd, Tampa, FL 33609 • United States

Beverly Hills, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ocala FL 03/2014 Present
Bank Of America, N.A. Ocala FL 03/2014 Present
Other Businesses

I*1040400 For profit or not for profit: Entity For Profit Name of outside business organization: John K Powers Enterprises LLC Investment related: N Address of business: Beverly Hills, Florida, 34465 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 10/18/2022 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , My Husband's business he represents Fox Motor Sport / Fox Racing. I will have no responsibilities just passive ownership for estate planning purposes I*1041412 For profit or not for profit: Entity For Profit Name of outside business organization: J Powers Holdings LLC Investment related: N Address of business: Beverly Hills, Florida, 34465 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 10/18/2022 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Holding company for properties owned.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-10
  • S66 Uniform Combined State Law Examination
    2017-11-10

View on SEC IAPD

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