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Richard William Gruber

Voya Financial Advisors, Inc.

Tampa, FL

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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-04
  • FL RA
    APPROVED
    Since 2026-08-04

Branch Locations

5310 Cypress Center Dr Suite 125, Tampa, FL 33609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of South Carolina Columbia SC 08/2013 05/2017
The Vanguard Group, Inc. Charlotte NC 07/2017 08/2018
Morganstanley Flemington NJ 10/2018 02/2020
Truist Investment Services, Inc. Lakeland FL 06/2020 07/2026
Truist Advisory Services, Inc. Lakeland FL 06/2020 07/2026
Unemployed Bridewater NJ 02/2020 05/2020
Unemployed Bridgewater NJ 06/2017 06/2017
Unemployed Bridgewater NJ 09/2018 09/2018
Voya Financial Advisors Tampa FL 08/2026 Present
  • 08/2013 → 05/2017
    University Of South Carolina
    Columbia, SC
  • 07/2017 → 08/2018
    The Vanguard Group, Inc.
    Charlotte, NC
  • 10/2018 → 02/2020
    Morganstanley
    Flemington, NJ
  • 06/2020 → 07/2026
    Truist Investment Services, Inc.
    Lakeland, FL
  • 06/2020 → 07/2026
    Truist Advisory Services, Inc.
    Lakeland, FL
  • 02/2020 → 05/2020
    Unemployed
    Bridewater, NJ
  • 06/2017 → 06/2017
    Unemployed
    Bridgewater, NJ
  • 09/2018 → 09/2018
    Unemployed
    Bridgewater, NJ
  • 08/2026 → Present
    Voya Financial Advisors
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-20
S63 Uniform Securities Agent State Law Examination 2017-10-12
  • S66 Uniform Combined State Law Examination
    2018-11-20
  • S63 Uniform Securities Agent State Law Examination
    2017-10-12
Designations
Other Names
  • Richard W. Gruber
  • Richard Gruber
  • Ricky Gruber

View on SEC IAPD

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