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Aaron Joseph Kainoa Valdez

J.P. Morgan Securities LLC

Dallas, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-10
  • TX RA
    APPROVED
    Since 2022-05-10

Branch Locations

100 Crescent Court 13Th Floor, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 05/2017 10/2017
University Of Arizona Tucson AZ 08/2013 05/2017
Jpmorgan Chase Bank Na Scottsdale AZ 04/2018 02/2020
Jpmorgan Securities Llc Scottsdale AZ 04/2018 02/2020
Modis Scottsdale AZ 01/2018 04/2018
Jpmorgan Chase Bank, N.A. Plano TX 02/2020 Present
J.P. Morgan Securities Llc Plano TX 02/2020 Present
  • 05/2017 → 10/2017
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 08/2013 → 05/2017
    University Of Arizona
    Tucson, AZ
  • 04/2018 → 02/2020
    Jpmorgan Chase Bank Na
    Scottsdale, AZ
  • 04/2018 → 02/2020
    Jpmorgan Securities Llc
    Scottsdale, AZ
  • 01/2018 → 04/2018
    Modis
    Scottsdale, AZ
  • 02/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Plano, TX
  • 02/2020 → Present
    Plano, TX
Other Businesses

Effective 11/16/2021 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-26
S63 Uniform Securities Agent State Law Examination 2018-08-02
  • S66 Uniform Combined State Law Examination
    2022-04-26
  • S63 Uniform Securities Agent State Law Examination
    2018-08-02
Other Names
  • Aaron Joseph Kainoa Valdez
  • Aaron Valdez

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