Jason Christopher Klein

Fifth Third Securities, Inc.

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Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2026-02-03
OH	RA	APPROVED	2026-02-03
TX	RA	APPROVED	2026-02-03

KY RA
APPROVED

Since 2026-02-03
OH RA
APPROVED

Since 2026-02-03
TX RA
APPROVED

Since 2026-02-03

Branch Locations

38 Fountain Square Plaza, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc	Cincinnati	OH	07/2017	04/2021
Fda	Cincinnati	OH	10/2015	10/2016
Unemployed	Cincinnati	OH	10/2016	07/2017
The Prudential Insurance Company Of American	Cincinnati	OH	08/2017	04/2021
Fifth Third Bank	Cincinnati	OH	04/2021	Present
Fifth Third Securities	Cincinnati	OH	04/2021	Present

07/2017 → 04/2021

Pruco Securities, Llc

Cincinnati, OH
10/2015 → 10/2016

Fda

Cincinnati, OH
10/2016 → 07/2017

Unemployed

Cincinnati, OH
08/2017 → 04/2021

The Prudential Insurance Company Of American

Cincinnati, OH
04/2021 → Present

Fifth Third Bank

Cincinnati, OH
04/2021 → Present

Fifth Third Securities

Cincinnati, OH

Previous Registrations

2018-02-12 → 2020-01-07

Pruco Securities, Llc.

Cincinnati, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-02-02
S63	Uniform Securities Agent State Law Examination	2017-11-16

S66 Uniform Combined State Law Examination

2026-02-02
S63 Uniform Securities Agent State Law Examination

2017-11-16

Other Names

Jason Klein

View on SEC IAPD

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