Alexander Richard Johnson

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2017 → 09/2021
  The Vanguard Group, Inc.
  Malvern, PA
• 05/2016 → 02/2017
  Dakota Funds Group
  Haverford, PA
• 08/2013 → 05/2017
  Saint Joseph's University
  Philadelphia, PA
• 09/2021 → Present
  Ubs Financial Services
  Baltimore, MD

Other Businesses

Employee of The Vanguard Group, Inc. (parent company of Vanguard Marketing Corporation) 100 Vanguard Blvd., Malvern, PA 19355.

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-09-06

Designations

• Certified Financial Planner

Other Names

• Alex Johnson
• Alexander Johnson