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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-03 |
| PA | RA | APPROVED | 2023-12-06 |
Branch Locations
One Ppg Place Suite 2900, Pittsburgh, PA 15222-5455 • United States
Pittsburgh, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wright Hyundai | Wexford | PA | 08/2016 | 07/2017 |
| Pnc Bank | Pittsburgh | PA | 07/2017 | 10/2017 |
| Rbc Capital Markets, Llc. | Pittsburgh | PA | 09/2018 | 02/2020 |
| Unemployed | Pittsburgh | PA | 10/2017 | 09/2018 |
| Key Investment Services | Columbus | OH | 06/2020 | 06/2021 |
| Keybank | Pittsburgh | PA | 06/2020 | 06/2021 |
| Keybank | Pittsburgh | PA | 03/2020 | 06/2020 |
| Key Investment Services | Cleveland | OH | 06/2021 | 12/2023 |
| Key Bank | Pittsburgh | PA | 06/2021 | 12/2023 |
| Rbc Capital Markets, Llc | Pittsburgh | PA | 12/2023 | Present |
| City National Bank | Pittsburgh | PA | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-30 |
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