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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-03
PA RA APPROVED 2023-12-06
  • TX RA
    APPROVED_RES
    Since 2024-01-03
  • PA RA
    APPROVED
    Since 2023-12-06

Branch Locations

One Ppg Place Suite 2900, Pittsburgh, PA 15222-5455 • United States

Pittsburgh, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wright Hyundai Wexford PA 08/2016 07/2017
Pnc Bank Pittsburgh PA 07/2017 10/2017
Rbc Capital Markets, Llc. Pittsburgh PA 09/2018 02/2020
Unemployed Pittsburgh PA 10/2017 09/2018
Key Investment Services Columbus OH 06/2020 06/2021
Keybank Pittsburgh PA 06/2020 06/2021
Keybank Pittsburgh PA 03/2020 06/2020
Key Investment Services Cleveland OH 06/2021 12/2023
Key Bank Pittsburgh PA 06/2021 12/2023
Rbc Capital Markets, Llc Pittsburgh PA 12/2023 Present
City National Bank Pittsburgh PA 01/2024 Present
  • 08/2016 → 07/2017
    Wright Hyundai
    Wexford, PA
  • 07/2017 → 10/2017
    Pnc Bank
    Pittsburgh, PA
  • 09/2018 → 02/2020
    Pittsburgh, PA
  • 10/2017 → 09/2018
    Unemployed
    Pittsburgh, PA
  • 06/2020 → 06/2021
    Key Investment Services
    Columbus, OH
  • 06/2020 → 06/2021
    Keybank
    Pittsburgh, PA
  • 03/2020 → 06/2020
    Keybank
    Pittsburgh, PA
  • 06/2021 → 12/2023
    Key Investment Services
    Cleveland, OH
  • 06/2021 → 12/2023
    Key Bank
    Pittsburgh, PA
  • 12/2023 → Present
    Pittsburgh, PA
  • 01/2024 → Present
    City National Bank
    Pittsburgh, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-30
  • S66 Uniform Combined State Law Examination
    2019-07-30
Other Names
  • James Wyman Ii
  • Jim Wyman

View on SEC IAPD

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