James Tracy Mccormick

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-04-15
GA	RA	APPROVED	2017-06-30
FL	RA	APPROVED	2009-06-01
OK	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2019-04-15
GA RA
APPROVED

Since 2017-06-30
FL RA
APPROVED

Since 2009-06-01
OK RA
APPROVED

Since 2009-06-01

Branch Locations

4114 Woodlands Parkway Suite 200, Palm Harbor, FL 34685 • United States

150 Second Avenue North Suite 1400, St. Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Palm Harbor	FL	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	07/2017	01/2019
Morgan Stanley Private Bank, N.A	New York	NY	03/2023	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Palm Harbor, FL
07/2017 → 01/2019

Morgan Stanley Private Bank, N.A.

New York, NY
03/2023 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Sarasota, FL

Palm Harbor, FL

Lutz, FL

Weeki Wachee, FL
2000-11-13 → 2007-04-02

Morgan Stanley Dw Inc.

Port Richey, FL

Clearwater, FL

Weeki Wachee, FL

Other Businesses

1. CITY COMMISSIONER IN THE CITY OF SAFETY HARBOR FL ELECTED 2. ROTARY -- DISTRICT 6950/AMBASS SCHOLAR SELECTION CHAIRMAN 3. ROTARY INTERNATIONAL -- AMBASS OUTBOUND SEMINAR COORDINATOR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-07-26

S66 Uniform Combined State Law Examination

1999-07-26

Other Names

James T (Jr) Mccormick
James Tracy Mccormick
James Tracy Mccormick Jr
James Tracy Mccormick
James Tracy Mccormick Jr.

View on SEC IAPD