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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2024-11-06 |
| NV | RA | APPROVED | 2017-12-06 |
Branch Locations
3883 Howard Hughes Pkwy Ste 300, Las Vegas, NV 89169-0968 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Las Vegas | NV | 07/2017 | 03/2020 |
| Starbucks | Las Vegas | NV | 06/2013 | 05/2017 |
| American Enterprise Investment Services Inc. | Minneapolis | MN | 11/2022 | Present |
| Ameriprise Financial Services, Llc | Las Vegas | NV | 03/2020 | Present |
Name of Activity: Freelance Writing; Date Activity Started/Modified/Ended: 12/1/2022; Type of Activity: Other - Freelance Writing; Role/Relationship: Other - Freelance; Responsibilities: Writing; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-21 |
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