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Andrew Jesse Morton

Cetera Investment Advisers LLC

Lexington, NC

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-07-02
  • NC RA
    APPROVED
    Since 2018-07-02

Branch Locations

6123 Old Us Hwy 52, Lexington, NC 27295 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First National Bank Of Pa Lexington NC 04/2013 Present
Cetera Investment Services Llc St.CLoud MN 03/2018 Present
Cetera Investment Advisers Llc Lexington NC 07/2018 Present
  • 04/2013 → Present
    First National Bank Of Pa
    Lexington, NC
  • 03/2018 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 07/2018 → Present
    Cetera Investment Advisers Llc
    Lexington, NC
Other Businesses

TREASURER FOR WELCOME BOOSTER CLUB; BALANCE ACCOUNT; PAY BILLS; 2 HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-28
  • S66 Uniform Combined State Law Examination
    2018-06-28

View on SEC IAPD

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